SQL4-00-011410 - Where SQL Server Audit is in use, SQL Server must generate audit records when privileges/permissions are retrieved.

Information

The system must monitor who/what is reading privilege/permission/role information.

This requirement addresses explicit requests for privilege/permission/role membership information. It does not refer to the implicit retrieval of privileges/permissions/role memberships that SQL Server continually performs to determine if any and every action on the database is permitted.

Use of SQL Server Audit is recommended. All features of SQL Server Audit are available in the Enterprise and Developer editions of SQL Server 2014. It is not available at the database level in other editions. For this or legacy reasons, the instance may be using SQL Server Trace for auditing, which remains an acceptable solution for the time being. Note, however, that Microsoft intends to remove most aspects of Trace at some point after SQL Server 2016.

This requirement applies to SQL Server Audit-based audit trails; Trace does not have this capability.

Solution

Design and deploy a SQL Server Audit that captures all auditable events. The script provided in the supplemental file Audit.sql can be used for this.

Alternatively, to add the necessary data capture to an existing server audit specification, run the script:
USE [master];
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> WITH (STATE = OFF);
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> ADD (SCHEMA_OBJECT_ACCESS_GROUP);
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> WITH (STATE = ON);
GO

See Also

https://dl.dod.cyber.mil/wp-content/uploads/stigs/zip/U_MS_SQL_Server_2014_Y24M07_STIG.zip

Item Details

Category: AUDIT AND ACCOUNTABILITY

References: 800-53|AU-12c., CAT|II, CCI|CCI-000172, Rule-ID|SV-213812r960885_rule, STIG-ID|SQL4-00-011410, STIG-Legacy|SV-82259, STIG-Legacy|V-67769, Vuln-ID|V-213812

Plugin: MS_SQLDB

Control ID: d1bed4d942877266bccb69960758c4d1dd6ce2bd049a857f26740ed07d4d9c3c